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Wealth Management Certification Practice Test

51 Ratings

Topics covered - Syllabus

  • Asset management defined
  • Business models for asset management
  • Business opportunity, fees and commissions from private banking
  • Controlling the risk taken with structured products
  • Currency exchange structured products
  • Derivative financial instruments defined
  • Equity-type derivatives
  • Equity-type structured products
  • Fixed income derivatives
  • Fixed income structured products
  • Outsourcing and insourcing wealth management
  • Private banking defined
  • Risk and return with investments
  • Structured financial products 10.1
  • Trust duties and legal risk 8.1
  • Your customer and his or her profile

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Total Tested

41330

Total Passed - 16175

Total Failed - 25155

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